Capital and transaction planning are critical elements in the business world and often go hand in hand. Capital is needed for various reasons including start up, expansion, restructuring, recapitalization, business cycle downturns, etc.

Obtaining capital is often a complex process that can take place in many forms including senior debt, sub debt, preferred equity, warrants etc. The type of capital will have a material effect on ongoing founder ownership and control.

Additionally, the structure of a transaction impacts the tax consequences of the ongoing enterprise and the ultimate exit. We focus on structuring a transaction in such a way to mitigate current federal and state taxation as well as minimize taxes upon an exit event.